Stephen Batchelor's "The Awakening of the West": Book Review

"The Encounter of Buddhism & Western Culture" examines two millennia of Europe's vexed and visionary experiences when meeting what's not quite an Asian religion, but more than an exotic philosophy. Batchelor, a Scot who was both a Korean Zen and Indo-Tibetan monk before espousing an agnostic dharma interpretation, proves ideal for introducing the characters and meetings that confounded Jesuits and friars, excited explorers and mystics, and unsettled despots and dictators.

He begins by listing five "attitudes" in the "long, uncertain relationship of the West with Buddhism." Blind indifference, self-righteous rejection, rational knowledge, romantic fantasy, and existential engagement. Outside of a few ancient Greek contacts, Europeans lacked knowledge until the 13th c. when Catholic clergy ventured far enough east. From then until the end of the 1800s, the West tended to denigrate or at least dismiss Eastern teachings. The Romantic movement broke with the Enlightenment by exaggerating the Oriental Other. Others in the 19th c. strove by reason to bring science to study the East, accompanying the colonial expansion.
Finally, in the last century, a few Westerners started to practice Buddhism; until nearly 1970, however, most of those in Europe practically knew each other, so small were the numbers before the Tibetan diaspora and the counterculture built upon an earlier interest in Zen among the Beats and intellectuals to bring in the flourishing of Buddhism among many disaffected with traditional beliefs, alongside others blending the dharma with conventional faiths-- or psychotherapies-- today.

Batchelor notes how in the 13th century of change, when Asia and Europe were roiled by political and military conflict, three traditions took root in Asia that in contemporary Europe now number the most adherents. Karma Kagyu became Chogyam Trungpa's Shambhala school; Soto Zen shifted with D.T. Suzuki's books and Shunryu Suzuki's San Francisco Zen Center & Tassajara emerged from this California 1960s epicenter; Nichiren's insistent renewal allied with Japanese lay evangelism turned into Soka Gakkai worldwide.

The Japanese and Chinese, faced with missionizing Jesuits, found their Asian tolerance strained by European claims that the truth lay only in the Catholic way. Batchelor fairly sets out the horrific tortures inflicted by the Tokugawa Shogunate upon the recalcitrant martyrs, but he also shows how rare a Buddhist-affiliated state has generated violence against its ideological foes, as opposed to the colonial and contemporary norms. Korea, Japan, China, Vietnam, Cambodia, Laos, Burma, and India: the list of places where Buddhism has fallen before tyrants lengthens in our own times. In Thailand and Southeast Asia, the movement for an engaged Buddhism tackling injustice and advocating pacificism takes up an eloquent chapter that shows how the "interbeing" of Thich Nhat Hanh and the "universal responsiblity" of the Dalai Lama connect to overthrow the notion of Buddhism as a self-involved, nihilistic, dreary, and moribund religion. This notion, spread by Western philosophers, scholars, missionaries, and early translators, served to taint Buddhism for centuries, and still lingers in many prejudiced accounts we find now.

Sir William Jones, who figured out in 1786 that Sanskrit was the root from which Indo-European languages sprouted, as with many British in India, ignored Buddhism. It had been wiped out by the Moghul invaders centuries before; it lingered in a few Himalayan redoubts beyond real contact with all but a few intrepid travellers. Hinduism regarded it with as much disdain as the West. "Jones believed that Buddha was the teutonic god Wotan or Odin." (233) This level of ignorance took many years to overcome.

Eugene Burnouf (1801-52) stands out midway through the book as a diligent Sanskrit-adept investigator; his philological and Orientalist lessons would rub off on his student Ernest Renan who famously tried to historicize the life of Jesus. Extreme rationalism brought extreme prejudice; the hostility to a declining Catholicism exacerbated among Enlightenment-inspired intellectuals a dismissal of any elaborate rituals within the Buddhism imperial reports discussed. A Protestant-like Buddhism in Sri Lanka and Thailand became favored in the later 19th c. by Theosophists, colonial translators, and native reformers.

Unknowingly, the search for an "Aryan" homeland to which Jesus retreated in his "lost years" for Indian wisdom, free from Jewish influence, provides a detour that Batchelor notes in passing. Antisemitism was fostered by European scholars bent on prying Judeo-Christian origins away from even the Gospels. Romantic Orientalism cast a long shadow over Indo-European studies. 19th c. German contributions that tried to push aside Latin Renaissance biases themselves have since then suffered by reputation. The barbarians were celebrated rather than Romans, via this search for Eastern origins for a purified "race" generated by Hindu and Buddhist distortions.

Buddhism as such misreadings show is often misunderstood by us. It was misused to train kamikaze pilots; but it also inspired Soviet "samidzat" tracts and learning was preserved even in the gulags. Although many have tried to crush it, as we see in Asian totalitarian states today, many try to save it at the cost of their lives.

Philology for rationalists, fantasy for romantics, but neither IE-professors or New Age dabblers pin the tail on this varied elephant, to adopt a Buddhist analogy! "To fix the elephant in space or time is to kill her. The elephant breathes and moves-- in ways one cannot foresee." (274) It's not an ethical system, psychology, philosophy, faith, mysticism, devotion, meditation, or therapy. But it can use all of these aspects. Batchelor, anticipating his 1997 book "Buddhism Without Beliefs," tells us that its "attitude towards life is neither rational nor non-rational; based neither on feeling, intuition nor sensation. Yet it includes them all."

Finally, as Batchelor's own young monastic quest demonstrates, the counterculture allowed contact with real Buddhist practice for more than a few European scholars, officials, missionaries, or explorers. It's still in a "transitional" phase, and the book alternates often between historical accounts and recent adaptations of the various schools and movements as they journey westward, often brought by Europeans training in Asian monasteries before going back home, but as often Asian monks and experts travelling to the West to start or assist at new centers across Europe and the Americas. "It required two World Wars, Hitler and Stalin, the threat of nuclear war and environmental destruction and, in many cases, a hefty dose of LSD to render Europeans sufficiently humble to seek their lost spiritual centre elsewhere." (275)

Breaking the "grid of reason" and twisting the "dreams of romanticism," the dharma manages today to transcend, in Batchelor's view, a heretical Buddhist practice in Europe now. Protestant revolt had earlier broken Catholicism's "stranglehold" but also "ruptured the cohesion of the European soul." He finds Buddhist heresy a positive force; moving "outside the Judaeo-Christian-Hellenic tradition" forces adherents to choose the dharma in the same way that Asians do traditionally. Intriguingly, he finds: "It makes little sense to regard oneself as a Buddhist by birth." (276) The choice to practice, not one's birth culture or the bought décor, makes one a Buddhist.

While some of the chapters drag with recitals of names and dates that any history may find inescapable, especially one that pioneers study of its subject, as with the American counterpart, Rick Fields' "How the Swans Came to the Lake," (1992), Batchelor weaves many disparate strands into an intelligent narrative. He adds a short glossary, endnotes, a bibliography, and index that assist our comprehension of a saga stretching over two thousand years, and across half the earth in its quest.

The middle of the volume, which takes on "Everyman" in his attempt to make Buddhism matter, provides the sharpest insights, as perhaps these energize from their author's own formation at this period of what's been labelled subsequently "methodological agnosticism" applied to the dharma's Western adoption and modernizing representation. In the heart of his book, Batchelor grapples with the force of culture and tradition for a European determined to become a Buddhist. He finds the salvific Christ a "consoling fiction," as he opens his book quoting Voltaire's estimate of history as a "convenient fiction." Buddhism, as its teachers show, depends on "transmission" from expert to learner; this chain can be tracked back in documented lineages to the historical Buddha. One cannot "grow up" in the practice, but must take it on actively. He cites an Hasidic tale of a rabbinical student going far to see how his chosen master ties his shoelaces. This sort of unexpected meeting, Batchelor explains, shows the type of unplanned teaching that characterizes true encounters.

People want to pin down their version, their part of the elephant that they touch and see and smell. They miss the rest of the great beast beyond their grasp. Reification presents a danger. Attributing permanence, substance, and condition to that inherently changeable, evanescent, and dependent upon its components is the basic dharma that defining Buddhism resists. Batchelor stresses adaptation for the West, and for the East as its westernized; he reminds readers that any form of the dharma must be transformative, forced to change to a new enviroment for it to survive among its practitioners. This evolution happens in the culture as well as within the practitioner. "As long as the practitioner remains unaffected, the Dharma can be no more than a consolation, a diversion, a fascination or an obsession." (279)

Later sections take us through various contemporary expounders of teachings. With "engaged" Buddhism, Batchelor finds an antidote for the pablum often "soft-peddled" as dharma that panders to romantic, nihilistic, consumerist, or passive fads. Delving into the recently popular "interdependence" concept, he finds that Thich Nhat Hanh's "interbeing," developed out of the peaceful opposition that brought down the Catholic despot Diem in 1963, can topple oppressors. (Of course, I add, military might as wielded by the U.S. and its Vietnamese puppet regime insured that the non-violent alternative did not last long.)

Globalization reminds us of interbeing in another context. The "'poisons' of the mind (delusion, greed and hatred) to be uprooted through Buddhist practice have become institutionalized in the forms of the multinational corporations, consumerism, and the arms industry that increasingly dominate life on earth." (361-2) If one acts with true compassion, one cannot sit on a cushion all day. One must get out and take time to make changes to trouble the complacent and comfort the weak.

Batchelor ends this book as he began, with the Dalai Lama being recognized by Vaclav Havel after the fall of Communism. Nearly twenty years on, reading his accounts, I wondered if any hope was left for Tibet, Burma, Vietnam, North Korea, or Laos where the "sangha" has been terrorized but where perhaps in a few redoubts monks, nuns, and laity try to rally opposition peacefully. He concludes with an telling and haunting anecdote from oral history conveyed firsthand that's missing from "convenient fictions" of the historical record. The Dalai Lama in his official autobiography "Freedom in Exile" omits his real encounter at the Wall of another East-West divide now broken by capitalism, migration, and global diaspora. He was on the East side, not the West as he writes.

On that side, the GDR's Communist Party had fallen earlier that same day. The Stasi, the secret police, escorted him and his entourage into then-Soviet Zone at Checkpoint Charlie. A Citizen's Action Movement had rallied, wishing to take over East Germany to make it non-aligned, demilitarized, nuclear-free, and "environmentally aware." (376) This CAM told the Dalai Lama he'd be their "first official guest," and that Tibetan independence would be recognized. But, his handlers were nervous and got him back to the western side of the Wall. West Germans intervened, and reunification under the consumer oligarchy that epitomizes Western democracy in Europe followed for the GDR.

Petra Kelly, Green Party leader, and her companion Gert Bastian told him this story. They were in the crowd that saw the Dalai Lama light his candle on the other side of the Berlin Wall. Petra had illicitly arranged the car that took the Tibetans to their clandestine (and heretofore unknown to Batchelor) roundtable. Four days after Kelly told this story, Gert fatally shot her and then himself. No suicide note, no explanation, at least of the New Year's Eve, 1992 completion of this book's manuscript. Out of such stories, multiplied in unpredictable, inspiring, and depressing fashion, history emerges into written form, and out of the scraps gleaned from past notes and testimonies, Batchelor has created an engrossing story himself.

(P.S. Readers wanting more about Shunryu Suzuki: see my review of David Chadwick's "Crooked Cucumber." Also, see my review of "Buddhism Without Beliefs"-- both on my "Blogtrotter" blog and on Amazon US recently, where this review was posted 7-24-09. His newest book, "Confession of a Buddhist Atheist," awaits my reading and reviewing. Author's website: "StephenBatchelor.org".)

Donald Lopez' "Prisoners of Shangri-La": Book Review

How we idealize Tibet as the white man's spiritual treasury, protected by monks within frozen lairs, links seven essays. Acerbic, dispassionate, and unromantic, Lopez demystifies what much coverage of the Dalai Lama and centuries of fables have obscured: Tibet's reality. This book talks little of politics, but much about the predicament that the West has placed Tibet within: we cannot allow it to escape our own fanciful prison, within which levitating lamas, carefree peasants, and many monks pursue beneath rarified skies the mysteries of a higher realm.

This emphasis, despite Lopez's knack for deadpan dismissal of tall tales, can be dispiriting. While I admire his efforts to dismantle the Orientalist construct that freezes Tibet, I wondered why he remained so dispassionate about its current plight. The final chapter, "The Prison," appears to castigate the Dalai Lama for his difficult balancing act between political leader and spiritual director, but it's hard to see why Lopez ignores the destruction of so much of the learning and culture that he, as a professional Tibet expert, would surely lament.

Perhaps the "surely" betrays my own prejudice, however. In professorial mode rather than as gulled tale-teller, he seeks to distance himself from Western stereotypes of Eastern wisdom. He studies how Western reception makes "things Tibetan become not particular to a time and a place, but universal, and in the process Tibet is everywhere and hence nowhere, functioning as an element of difference in which everything is possible." And in this non-historical, non-geographical, nonsensical depiction, Westerners form their own deluded knowledge of what they claim to know.

Chapter One examines at great length the term Lamaism as a definition for what Tibetans believe. Often Protestant or rationalist interpreters sought to taint Tibetan practice and belief as "papist," and while Lopez does not cite Ram Dass' later summation of Tibetan Buddhism as "Roman Catholicism on LSD," this later, and perhaps approving, tie of the Vatican to the lamasary may be a rare instance of a positive spin on the topic. Even early friars visiting Lhasa despaired at finding an eerie funhouse mirror of Catholic ritual seemingly repeated by the panoply they found. It later became justification for the fears of the West that the Church and Tibet both represented, to be conquered by either reforming Christians and/or rational imperialists. He concludes: "The very use of the term Lamaism is a gesture of control over the unincorporated and the unassimilated, used first by the Qing over Tibet, then as a code word for 'Papism' by the British over Catholic Ireland and Europe, and finally by European Buddhology over the uncolonized and unread." (44)

Chapter Two extends the reach of the West through Jung's commentary and the various editors and renderers of the mislabelled (to allude to the 1920s King Tut craze, a point Lopez does not mention) "Tibetan Book of the Dead." Lopez repeats a minor error in recounting the tale of its earliest popularizer, Walter Y. Evans-Wentz. Lopez notes that Evans-Wentz "enrolled at Stanford, where he studied with William James and William Butler Yeats." (52) While W.Y. Evans-Wentz pursued Yeats to his Irish home at Coole in the summer of 1908, and dedicated his 1911 "Fairy-Faith in Celtic Countries" (originally his Rennes thesis, published by Oxford) to WBY, I can find no record in the standard biography by R.F. Foster that Yeats himself taught at Stanford, only that his lecture tour from 27 Jan.-3 Feb. 1904 covered the Bay Area, with a lecture on 29 Jan. at Stanford. ("W.B. Yeats: A Life" 1:305; Foster makes his own minor slip, indexing "William" rather than "Walter.")

Lopez, here and in his edition of the life of Milarepa, appears to borrow the last phrase of the blurb (repeated on Wikipedia) in "Fairy Faith" that's "about the author." This claims: "He received both his B.A. and M.A. from Stanford University, where he studied with William James and William Butler Yeats." In "Fairy-Faith," Evans-Wentz dedicates it to AE (George Russell) and Yeats, "who brought to me at my own alma mater in California the first message from fairyland and who afterward in his own country led me through the haunts of fairy kings and queens." This seems more accurate. The earlier claim repeated by Lopez about the "where" is the point in question; Evans-Wentz came in 1908 to learn from Yeats; Yeats did not come to teach Evans-Wentz per se-- unless a few conversations with WYE-W by WBY during California speaking engagements count as such.

Returning to the main text, I disagree with Lopez' assumption that Sogyal Rinpoche's "Tibetan Book of Living and Dying" too heedlessly sidesteps the idea of the "six realms of rebirth" by avoiding a "literal rendering." (80) As a Californian, I liked Sogyal's analogy of my state as, for "the demigod realm," reified by deluded, "high on meditation," surfers and lounging, affluent layabouts. He, as Lopez glances at only, simply gives us a comparison Westerners can relate to. He later shows in his book much more about traditional depiction of the bardos, but his purpose is not the straight translation (or as Francesca Fremantle later in "Luminous Emptiness" strove to do, the applicability of it to life and not only the afterlife) or commentary that Thurman may have favored--admittedly with his own very contemporary slant. After all, Fremantle & Chogyam Trungpa, Thurman, and Sogyal Rinpoche tried to shift the text from Evans-Wentz's esoteric eclecticism and Jung's archetypes so as to position it for post-hippie, post-lysergic readers today. This mission in the Penguin complete edition (by Gyurme Dorje, Graham Coleman, Thupten Jinpa, with the inevitable if certainly welcome prefaces and comments by the Dalai Lama) continues to strive to overcome Evans-Wentz's Theosophical & New Age bias. And, as Lopez deadpans, if E-W had found in the 1919 detritus of a returning British officer instead a Buddhist logic tract, we'd be telling a far different tale of the dharma in the West today.

Lopez raises an excellent question. Perhaps New Age devotees of Evans-Wentz's Theosophical and willfully eclectic "California Cosmology" (see Ronald Hutton's "The Triumph of the Moon" history of modern paganism and witchcraft) and eager Tibetophiles such as Tim Leary, Richard Alpert (Ram Dass), and Robert Thurman might agree: early Buddhism anticipates later Western physics, regarding deeper levels of consciousness accessible by psychedelics, meditation, tantra, or combinations thereof. Yet, Lopez interrupts, why do we believe Buddhists and their sympathizers? "When we read the claims of Hindu fundamentalists that locomotives and rocket travel are described in the Vedas or that the beam of light emitted from S[h]iva's brow is really a laser, we smile indulgently." Compare to Buddhist claims from the same time and culture for "a universe that moves through periods of cosmic evolution and devolution," for which many may "assume that this is simply something that physicists have not yet discovered." (76)

Such claims permeate those who, as with Lama Govinda, may not even know Tibetan, yet speak as purveyors of hidden wisdom from "treasure texts" long preserved in Shangri-La. By contrast, Lopez is almost gentle in Chapter Three with Lobsang Rampa, the "mystifier" in a double sense, born Cyril Hoskin in Devonshire. He handles the persistently popular New Age assertions that this British man had his "body actually taken over by the spirit of an Easterner"-- to quote him-- and so he "became" a lama, although unable to speak any Tibetan in his Anglicized manifestation, although he could communicate with cats. His many pulp paperbacks recount his adventures in Tibetan and spiritualist realms, and while shelved among "occult" titles today, Lopez notes with a touch of sympathy how many of his professional colleagues first learned about Tibet in the pages of such as 1956's début by Rampa, "The Third Eye."

Chapter Four takes on "om mani padme hum" at much length, equalling that of "lamaism." Again, he delves into how interpretations-- eventually by Tibetans themselves in their explanations-- turn into a rote recital of "the jewel in the heart of the lotus" to sum up this endlessly recited formula as speaking for Tibet.
I found its most evocative, if provocative, exposure near the end of a rather exhausting chapter. It may be that early missionaries quailed at its meaning, if they dared to penetrate its mystery. If the "feminine form of the Sanskrit vocative" for "mani padme" apparently as "O Jewel Lotus" appeals to Avalokiteshvara, who holds both items, why would this masculine figure receive a feminine form? Lopez quotes June Campbell's "Traveller in Space"-- it's unlikely that "mani" means phallus, as "vajra" [often "thunderbolt" in common translations] is "more common." Campbell posits "mani" as clitoris and so the mantra invokes "the deity of the clitoris-vagina," an indigenous deity before the coming of the dharma, who underwent a sex-change by those Campbell deems "the zealous missionaries of Tibetan Buddhism." (133)

The tendency to misinterpret art in Western exhibitions and catalogues takes up Chapter Five; Chapter Six presents a fascinating topic that I have never seen raised in a popular account of Tibetan Buddhism. Jeffrey Hopkins, along with Thurman the pioneer of Western transmission of Tibetan dharma into academia, is also a practitioner. Many of his American Ph.D.'s-- as with Lopez, I gather-- in the field turn "scholar-adepts." Unlike Continental scholars emerging out of Oriental Studies programs, for the U.S., the seminary model influenced the Religious Studies set-up for colleges here. Tibetan Studies Ph.D's often link their study to their practice.

Perhaps, one cannot easily sever study from inculcation, as one seeks "salvation by scholarship" in by collegial tenure rather than as a celibate monk. This intrigued me, for how many other departments may boast this psychic identification by professors? Can one teach communism or Freud or Islam without avowing its tenets? Certainly. Given the transmission that Buddhism relies upon of the teaching in a one-on-one chain over 2500 years, I wonder if this can be adapted to academia, or if the monastic pattern will be substituted in universities. What he does not explore is whether a non-believer in the dharma can truly comprehend Tibetan texts, that need-- if Lopez and Hopkins are correct-- to be taken in by those encountering them by methods defying mere translation or equivalents.

Lopez shows how Hopkins at the U. of Virginia took his students into in-depth re-thinking so they could learn the syllogisms and rationales upon which non-Western philosophy as taught by the lamas rested for their students. This re-orientation of the mindset necessary for understanding Tibetan teaching, due to its difficulty, means that a UVA dissertation may still aspire to the level that, among Tibetans, may be reached by a twelve-year-old schoolchild in a monastery. It's that arcane. Just comparing the Tibetan transliterations to their Western compression shows the challenge of crossing what I imagine may loom as a considerable barrier for those not fluent in Sanskrit and Chinese before tackling Tibetan and its cousin languages.

The final chapter raises how we construct prisons around fantasies. Pico Iyer in "The Open Road" (reviewed by me last year on "Blogtrotter" and on Amazon US) raises the same example as Lopez. How many who revere in stadiums or seminars the Dalai Lama know of the "Shugden affair"? Westerners tend to respond to a secularized, ethical, and non-theistic, non-ritualistic, ecumenical style of Buddhism as packaged for wide audiences. "The Tibetan Buddhism practiced by Western adherents was generally of the Buddhist modernist variety, with an emphasis on meditation on emptiness and on compassion, and did not include ritual offerings of fire from a lamp made of human fat with a wick made of human hair." While Tibetan teachers themselves propitiate this controversial "demon" deity, such veneration to say the least does not constitute the retailed version of what gurus offer to their students abroad.

And, on such contrasts, Lopez ends his uneven but worthwhile 1998 study. This book feels as if he wrote separate essays on aspects of how Westerners interpret Tibetan Buddhism, and then he later linked them, often loosely, and widened them for a broader readership. Unlike Jeffery Paine's popularized "Re-Enchantment," Lopez includes substantial scholarship with complete references; many of the endnotes are essential for complete appreciation of what can be advanced academic discourse. Despite the apparent outreach to a wide readership, this book tells almost nothing about the basics; I'd recommend it after Paine, who while he eschews the learning appended and permeating Lopez, would be more accessible for newcomers. Thomas Laird's "History of Tibet" compiled with interviews with the Dalai Lama would also be a good start for those craving more background. (I reviewed Fremantle, Thurman, the TBoD editions by Dorje et al., Laird and Paine on Amazon US and my regular blog "Blogtrotter"; I also recommend and reviewed Richard Gere's reading of the Fremantle-Trungpa TBoD ed., and Patrick French's disillusioning "Tibet, Tibet" about the aftermath of Western activist enthusiasm for what seems increasingly the lost cause of Tibetan freedom.)